Commodity Trading: How to Maintain Compliance in 4 Steps
Commodity trading has been around since the beginning of time. As the sector has evolved, regulators like the CFTC and FERC have become more and more prescriptive for firm compliance.
With big fines and reputational damage on the line, compliance teams are amping up their surveillance strategy to avoid rebuke.
Download this infographic to learn:
- How commodity trading started and where it’s going
- Recent regulations and fines
- And how communication surveillance can minimize trade disruption while helping your business remain compliant