Live Webinar
2022 Compliance Trends: Using last year’s observations to prepare your 2022 surveillance strategy

January 26, 2022
10:00 – 11:00 a.m. CT | 4:00 – 5:00 p.m. BST

The past 12 months have been rife with increased guidance on surveillance and millions in regulatory fines for not adequately detecting misconduct. From COVID-19 dominating and affecting every aspect of business and surveillance for the past two years, to increased data sources and a new ESG focus, there are a variety of new challenges facing compliance teams.

Compliance experts will join Rob Mason, Relativity Trace’s Global Regulatory Lead, to discuss what they saw in 2021, and how that should inform your strategy in 2022. Join us for this webinar, where we will discuss: 
  • Bigger, billion-dollar fines
  • Social Trading post-Gamestop and THAT SEC report
  • Environmental, Social, Governance ‘the new compliance owned risk’
  • Crypto and compliance
  • Work-from-anywhere challenges that are here to stay

Speakers

Rob Mason

Global Regulatory Lead, Relativity Trace

 

Sonia Chowdhury

Compliance Subject Matter Expert, Relativity Trace

Peter Haller

Group Manager, Product Management, Relativity Trace

 

Joe Lodato

Chief Compliance Officer, Capital.com